Anna

Expert Compliance Assistant

Hi, I'm Anna!

RegTechPRO's expert compliance assistant. Ask me about FCA regulations, compliance requirements, or workload management.

Monitoring Hub
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Application Tracker

Track and manage FCA authorisation and AML registration applications

📋 Applications 0
Firm Activity Type Stage Progress
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FCA Application Tracker

Start a new entry or select an existing one from the list above to continue.

Select a Firm
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Application Fee
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Overall Progress
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Documents
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Key Personnel
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Permissions
-- Select a firm --
Anna AI Report

Generate an Anna AI report to see the Executive Summary

Generate an Anna AI report to see Business Plan Requirements

Generate an Anna AI report to see Governance Requirements

Generate an Anna AI report to see Capital Requirements

Generate an Anna AI report to see Fees & Ongoing Costs

Generate an Anna AI report to see Compliance Framework

Generate an Anna AI report to see Common Pitfalls

Document Checklist

Track required documents for your FCA application

Governance Requirements
Select an activity type, then use Anna AI for governance requirements. FSMA firms — SMF holders under SM&CR. MLR-only registrations — MLRO, Nominated Officer and Reg 26 fit-and-proper individuals.
👥 Key Personnel
-- Link from People Compliance --
Link from the People Compliance module (if subscribed) or add anyone manually — directors, MLRO, Nominated Officer, beneficial owners, SMF holders.

📋 Regulatory Scope

From Anna AI guidance report

Click "Ask Anna for Guidance" in the Overview tab to generate regulatory scope information.

Selected Permissions

Permissions required for your FCA application

⚠️ Important: This tool provides guidance only. Your actual permission requirements depend on your specific business activities and must be confirmed with the FCA during the application process.
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Anna AI — Application Requirements Report
No report generated yet
No report yet
Pick a firm and activity in the Overview tab, then click Generate Report to ask Anna for a full FCA application requirements analysis tailored to your scope.
Application Requirements Report
AI-generated guidance — verify before submitting to the FCA. Anna may be wrong on specific fees, deadlines or statutory references. Cross-check anything you act on against the source she cites or the live FCA Handbook.
Anna is analysing your application...

Add Document

FCA Connect Forms
Regulatory Business Plan
Financial Documents
Policies & Procedures
Governance
Safeguarding
Consumer Duty

Add Key Person

-- Select role --
MLR 2017 (registration applications)
MLRO
Nominated Officer (SAR filer)
Board-level MLR Lead (Reg 21(1)(a))
Beneficial Owner
FSMA SM&CR (authorisation applications)
SMF1 — CEO
SMF3 — Executive Director
SMF16 — Compliance Oversight
SMF17 — MLRO
SMF27 — Partner
SMF29 — Limited Scope
Other
Director
Officer / Manager
Controller (10%+ holding)
Other (enter below)

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My Activities:

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